Tracy is Paramount’s Operations Leader and 401(k) Support Specialist, supporting the Waukesha team. She has been in the financial services industry since 1998, working in similar roles at several broker/dealers before landing at Equitable in 2008.
As Operations Leader, Tracy supports her advisors by providing personalized client service, processing new business and helping to ensure compliance and regulatory procedures are followed. She is available to assist clients when their advisor is not available. Tracy also works closely with Jose Castillo supporting his Retirement Plan business. Her skill set and professionalism allows Paramount to provide a “Best in Class” client experience.
Tracy holds her FINRA Series 6, 7, 63 and 65 registrations as well as Wisconsin Life, Health and Variable insurance license. She has also obtained the AWMA™ (Accredited Wealth Management Advisor) designation through the College for Financial Planning, and is a graduate of UW Milwaukee at Waukesha with an Associates Degree in Business.
Originally from Fredonia, WI, Tracy now lives in Menomonee Falls and enjoys gardening and "treasure hunting" at estate sales and flea markets when she's not cheering on the Packers.